Securities Law

We provide comprehensive advisory and compliance services under Securities Laws, with a focus on SEBI regulations, Stock Exchange requirements, and investor protection frameworks. Our team assists companies in navigating the complexities of capital markets, from structuring and executing fund-raising transactions to ensuring continuous disclosure and corporate governance compliance. Whether it is a public issue, private placement, preferential allotment, or compliance with SEBI’s Regulations, we offer end-to-end support to ensure transparency, accountability, and regulatory alignment. We also guide businesses in insider trading regulations, takeover code compliance, and due diligence exercises, thereby mitigating risks and building investor confidence.

Benefits with our service

• SEBI Compliances, Approvals, and Reporting.
• Guidance on Insider trading phenomena.
• Opinions and Certifications.
• Listing, Delisting, and Stock Exchange Approvals.
• Quarterly, Half-Yearly, Annual Stock Exchange Filings.
• Insider Trading Compliance (Code of Conduct, Disclosures).
• Preferential Allotment & Private Placement.
• SEBI Investigations/Replies to Notices.
• SEBI Registration/Compliance for Intermediaries.
• ESOP/ESOS Scheme Advisory & Filings